Home/Filings/4/0001209191-22-047099
4//SEC Filing

GRAZIADIO G LOUIS III 4

Accession 0001209191-22-047099

CIK 0001615165other

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 9:01 PM ET

Size

19.7 KB

Accession

0001209191-22-047099

Insider Transaction Report

Form 4
Period: 2022-08-18
Transactions
  • Purchase

    Common Stock

    2022-08-18$7.48/sh+5,000$37,397157,054 total
  • Purchase

    Common Stock

    2022-08-19$6.93/sh+2,500$17,325159,554 total
Holdings
  • Common Stock

    (indirect: By Trust)
    17,534
  • Common Stock

    (indirect: By Son)
    5,534
  • Common Stock

    (indirect: By Ginarra)
    206,508
  • Common Stock

    (indirect: By Ginmarra)
    16,091
  • Common Stock

    (indirect: By Trust)
    4,517
  • Common Stock

    (indirect: By Daughter)
    5,534
  • Common Stock

    (indirect: By Spouse)
    4,868
  • Common Stock

    (indirect: By Trust)
    7,134
  • Common Stock

    (indirect: By Trust)
    4,517
  • Common Stock

    (indirect: By Foundation)
    2,334
  • Common Stock

    (indirect: By Trust)
    121,592
  • Common Stock

    (indirect: By Boss Holdings)
    59,271
  • Common Stock

    (indirect: By Western Metals Corporation)
    3,693
Footnotes (11)
  • [F1]Reflects the weighted-average purchase price for shares purchased in multiple transactions at prices ranging from $7.32 to $7.91 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  • [F10]These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
  • [F11]These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
  • [F2]These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
  • [F3]These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
  • [F4]These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
  • [F5]These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
  • [F6]These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
  • [F7]These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
  • [F8]These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
  • [F9]These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.

Issuer

Veritone, Inc.

CIK 0001615165

Entity typeother

Related Parties

1
  • filerCIK 0001077131

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 9:01 PM ET
Size
19.7 KB