4//SEC Filing
Policarpo Michael Dennis 4
Accession 0001209191-22-047609
CIK 0001570827other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 7:10 PM ET
Size
29.2 KB
Accession
0001209191-22-047609
Insider Transaction Report
Form 4
Policarpo Michael Dennis
President, CFO & CAO
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2022-08-24−36,790→ 0 totalExercise: $2.45Exp: 2024-02-05→ Common Stock (36,790 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-08-24−46,374→ 0 totalExercise: $7.52Exp: 2026-03-11→ Common Stock (46,374 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-08-24−154,582→ 0 totalExercise: $7.52Exp: 2026-04-15→ Common Stock (154,582 underlying) - Exercise/Conversion
Common Stock
2022-08-24$4.73/sh+31,284$147,973→ 1,028,285 total - Exercise/Conversion
Common Stock
2022-08-24$7.52/sh+154,582$1,162,457→ 1,229,241 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-24−31,284→ 0 totalExercise: $4.73Exp: 2024-12-17→ Common Stock (31,284 underlying) - Exercise/Conversion
Stock Option (right to buy)
2022-08-24−66,613→ 0 totalExercise: $13.52Exp: 2027-03-10→ Common Stock (66,613 underlying) - Exercise/Conversion
Common Stock
2022-08-24$2.45/sh+179,719$440,312→ 960,211 total - Exercise/Conversion
Common Stock
2022-08-24$13.52/sh+66,613$900,608→ 1,295,854 total - Exercise/Conversion
Common Stock
2022-08-24$2.45/sh+36,790$90,136→ 997,001 total - Exercise/Conversion
Common Stock
2022-08-24$7.52/sh+46,374$348,732→ 1,074,659 total - Tax Payment
Common Stock
2022-08-24$28.23/sh−293,540$8,286,634→ 1,002,314 total - Exercise/Conversion
Stock Option (right to buy)
2022-08-24−179,719→ 0 totalExercise: $2.45Exp: 2023-07-31→ Common Stock (179,719 underlying)
Footnotes (7)
- [F1]Represents shares withheld by VCTR to satisfy withholding taxes and option exercise price due in connection with the exercise of options on August 24, 2022. The net settlement price was the closing stock price on August 24, 2022.
- [F2]As reported on the reporting person's Form 4 filed with the Securities and Exchange Commission (the "SEC") on May 2, 2018, 8,087 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the reporting person's Form 3 filed with the SEC on February 7, 2018, (the "Form 3"), 171,632 of the shares were fully vested.
- [F3]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,655 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 35,135 of the shares were fully vested.
- [F4]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 1,407 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 29,877 of the shares have vested or will vest based on the passage of time.
- [F5]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 2,087 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 44,287 of the shares have vested or will vest based on the passage of time.
- [F6]As reported on the reporting person's Form 4 filed with the SEC on May 2, 2018, 6,957 of the shares vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018. As reported on the Form 3, 147,625 of the shares have vested or will vest based on the passage of time.
- [F7]As reported on the reporting person's Form 4s filed with the SEC on May 2, 2018 and January 13, 2020, shares totaling 2,998, 2,998 and 2,331 vest based on the satisfaction of certain performance criteria, which were met on April 30, 2018, August 31, 2019 and September 22, 2019, respectively. As reported on the Form 3, 58,286 of the shares have vested or will vest based on the passage of time.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001730118
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 7:10 PM ET
- Size
- 29.2 KB