WU JINN 4
4 · Athenex, Inc. · Filed Aug 30, 2022
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
WU JINN
Director
Transactions
- Exercise/Conversion
Common Stock
2022-08-03+7,500→ 474,783 total - Purchase
Common Stock
2022-08-22$0.42/sh+10,000$4,221→ 484,783 total - Exercise/Conversion
Restricted Stock Units
2022-08-03−7,500→ 0 total→ Common Stock (7,500 underlying)
Holdings
- 40,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2013-01-02Exp: 2023-01-02→ Common Stock (40,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2014-02-12Exp: 2024-02-12→ Common Stock (10,000 underlying) - 28,500
Stock Option (Right to Buy)
Exercise: $11.00From: 2021-06-13Exp: 2027-06-13→ Common Stock (28,500 underlying) - 12,500
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (12,500 underlying) - 15,000
Stock Option (Right to Buy)
Exercise: $0.46Exp: 2032-06-28→ Common Stock (15,000 underlying) - 54,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2015-02-05Exp: 2025-02-05→ Common Stock (54,000 underlying) - 96,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2017-03-20Exp: 2025-03-20→ Common Stock (96,000 underlying) - 16,500
Stock Option (Right to Buy)
Exercise: $17.30From: 2022-03-27Exp: 2028-03-27→ Common Stock (16,500 underlying) - 15,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (15,000 underlying) - 7,500
Stock Option (Right to Buy)
Exercise: $3.80From: 2022-08-03Exp: 2031-08-03→ Common Stock (7,500 underlying)
Footnotes (4)
- [F1]These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022.
- [F2]This option vests in four equal annual installments beginning on February 28, 2020.
- [F3]This option vests in four equal annual installments beginning on June 5, 2021.
- [F4]This option vests on June 28, 2023.