4//SEC Filing
Kwan Rudolf 4
Accession 0001209191-22-049558
CIK 0001300699other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 5:39 PM ET
Size
21.6 KB
Accession
0001209191-22-049558
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Kwan Rudolf
EVP, Chief Medical Officer
Transactions
- Award
Common Stock
2022-09-09$0.46/sh+10,572$4,900→ 321,391 total
Holdings
- 75,000
Stock Option (Right to Buy)
Exercise: $0.67Exp: 2032-07-20→ Common Stock (75,000 underlying) - 48,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2018-05-13Exp: 2023-05-13→ Common Stock (48,000 underlying) - 200,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2018-12-16Exp: 2024-12-16→ Common Stock (200,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $17.30From: 2022-03-27Exp: 2028-03-27→ Common Stock (120,000 underlying) - 70,000
Stock Option (Right to Buy)
Exercise: $3.80Exp: 2031-08-03→ Common Stock (70,000 underlying) - 96,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2016-01-02Exp: 2023-01-02→ Common Stock (96,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $7.50From: 2019-05-22Exp: 2025-05-22→ Common Stock (120,000 underlying) - 140,000
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (140,000 underlying) - 48,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2017-06-12Exp: 2024-06-12→ Common Stock (48,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2018-02-12Exp: 2024-02-12→ Common Stock (120,000 underlying) - 140,000
Stock Option (Right to Buy)
Exercise: $11.00From: 2020-06-13Exp: 2027-06-13→ Common Stock (140,000 underlying) - 120,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (120,000 underlying) - 52,500
Restricted Stock Units
→ Common Stock (52,500 underlying)
Footnotes (7)
- [F1]Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
- [F2]This option vests in four equal annual installments beginning on February 28, 2020.
- [F3]This option vests in four equal annual installments beginning on June 5, 2021.
- [F4]The option vests in four equal annual installments beginning on August 3, 2022.
- [F5]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F6]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
- [F7]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001708965
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 5:39 PM ET
- Size
- 21.6 KB