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4//SEC Filing

McFarlane Scott M 4

Accession 0001209191-22-049763

CIK 0001348036other

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 6:03 PM ET

Size

10.4 KB

Accession

0001209191-22-049763

Insider Transaction Report

Form 4
Period: 2022-09-12
McFarlane Scott M
DirectorSee Remarks
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2022-09-1220,00025,000 total
    Exercise: $16.60Exp: 2028-01-23Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common Stock

    2022-09-12$16.60/sh+20,000$332,000603,644 total
  • Sale

    Common Stock

    2022-09-12$92.27/sh20,000$1,845,400583,644 total
Holdings
  • Common Stock

    (indirect: By LLC)
    109,375
Footnotes (4)
  • [F1]The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2021, and amended on March 14, 2022.
  • [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.481, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
  • [F3]The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by McFarlane Family Investments, LLC, of which the Reporting Person is the sole manager and a member, except to the extent of his pecuniary interest therein, if any.
  • [F4]25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2022.

Issuer

AVALARA, INC.

CIK 0001348036

Entity typeother

Related Parties

1
  • filerCIK 0001741458

Filing Metadata

Form type
4
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 6:03 PM ET
Size
10.4 KB