Home/Filings/4/0001209191-22-050079
4//SEC Filing

Cameron William Henderson 4

Accession 0001209191-22-050079

CIK 0001462120other

Filed

Sep 14, 8:00 PM ET

Accepted

Sep 15, 4:42 PM ET

Size

9.3 KB

Accession

0001209191-22-050079

Insider Transaction Report

Form 4
Period: 2022-09-09
Transactions
  • Gift

    Voting Common Stock

    2022-09-09+6,073166,217 total(indirect: By Trust)
Holdings
  • Stock Option (right to buy)

    Exercise: $4.40Exp: 2024-03-26Voting Common Stock (30,000 underlying)
    30,000
  • Voting Common Stock

    1,229
  • Voting Common Stock

    (indirect: By Trust)
    470
  • Restricted Stock Units

    Voting Common Stock (2,050 underlying)
    2,050
Footnotes (4)
  • [F1]On September 9, 2019, the Reporting Person contributed 28,000 shares to a Grantor Retained Annuity Trust (the "GRAT"). On September 9, 2022, the trustee of the GRAT distributed 6,073 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
  • [F3]The restricted stock units vest on May 1, 2023.
  • [F4]The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Issuer

Live Oak Bancshares, Inc.

CIK 0001462120

Entity typeother

Related Parties

1
  • filerCIK 0001373716

Filing Metadata

Form type
4
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 4:42 PM ET
Size
9.3 KB