4//SEC Filing
Cook Timothy DeVere 4
Accession 0001209191-22-050517
CIK 0001300699other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 4:24 PM ET
Size
14.0 KB
Accession
0001209191-22-050517
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Cook Timothy DeVere
See Remarks
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-09-16−2,250→ 6,750 total→ Common Stock (2,250 underlying) - Tax Payment
Common Stock
2022-09-16$0.41/sh−548$224→ 13,917 total - Exercise/Conversion
Common Stock
2022-09-16+2,250→ 14,465 total
Holdings
- 70,000
Stock Option (Right to Buy)
Exercise: $17.29From: 2022-08-16Exp: 2028-08-16→ Common Stock (70,000 underlying) - 9,000
Stock Option (Right to Buy)
Exercise: $3.56Exp: 2031-09-16→ Common Stock (9,000 underlying) - 75,000
Stock Option (Right to Buy)
Exercise: $0.67Exp: 2032-07-20→ Common Stock (75,000 underlying) - 30,000
Stock Option (Right to Buy)
Exercise: $10.26Exp: 2030-08-27→ Common Stock (30,000 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F2]This option vests in four equal annual installments beginning on August 27, 2021.
- [F3]This option vests in four equal annual installments beginning on September 16, 2022.
- [F4]The restricted stock units vest in four equal annual installments beginning on September 16, 2022.
- [F5]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001902974
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 4:24 PM ET
- Size
- 14.0 KB