Behzadi Houman 4
4 · C3.ai, Inc. · Filed Sep 19, 2022
Insider Transaction Report
Form 4
Behzadi Houman
Chief Product Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-09-15−75,000→ 1,125,000 total→ Class A Common Stock (75,000 underlying) - Tax Payment
Class A Common Stock
2022-09-15$14.78/sh−98,586$1,457,101→ 315,920 total - Exercise/Conversion
Class A Common Stock
2022-09-15+83,073→ 414,506 total - Exercise/Conversion
Restricted Stock Units
2022-09-15−8,073→ 56,515 total→ Class A Common Stock (8,073 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
- [F2]12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
- [F3]6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.