Dow De'Ana 4/A
4/A · Bakkt Holdings, Inc. · Filed Oct 4, 2022
Insider Transaction Report
Form 4/AAmended
Dow De'Ana
Director
Transactions
- Award
Class A Common Stock
2022-06-14+89,686→ 194,320 total
Footnotes (3)
- [F1]These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.
- [F2]This grant of RSUs was subject to Reporting Person's service on the board of managers of Bakkt Trust Company LLC being approved by the New York State Department of Financial Services, which approval was obtained on August 2, 2022.
- [F3]Includes 194,320 shares of Class A Common Stock subject to RSUs that remain subject to vesting.