|4Oct 26, 4:22 PM ET

Briley Christopher Pickett 4

4 · Manning & Napier, Inc. · Filed Oct 26, 2022

Insider Transaction Report

Form 4
Period: 2022-09-21
Transactions
  • Gift

    Class A Common Stock, par value $0.01

    2022-09-26500120,484 total
  • Gift

    Class A Common Stock, par value $0.01

    2022-09-261,000119,484 total
  • Gift

    Class A Common Stock, par value $0.01

    2022-09-21500120,984 total
  • Disposition to Issuer

    Class A Common Stock, par value $0.01

    2022-10-2112,211107,273 total
  • Disposition to Issuer

    Class A Common Stock, par value $0.01

    2022-10-21$12.85/sh107,273$1,378,4580 total
Footnotes (3)
  • [F1]Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022.
  • [F2]Includes 18,880 shares of common stock of the issuer for which cash consideration was received. Also includes 88,393 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo.
  • [F3]Price reflects per share consideration paid pursuant to the Merger Agreement.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION