4//SEC Filing
Zippelius Peter 4
Accession 0001209191-22-054924
CIK 0001596783other
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 5:46 PM ET
Size
7.9 KB
Accession
0001209191-22-054924
Insider Transaction Report
Form 4
Catalent, Inc.CTLT
Zippelius Peter
Director
Transactions
- Award
Common Stock
2022-10-27+4,149→ 11,979 total
Holdings
- 4,330,462(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock of the Issuer, par value $0.01 per share (the "Common Stock") underlying restricted stock units awarded to the reporting person as the regular, annual grant of restricted stock units provided by the Issuer to the reporting person pursuant to the Issuer's non-employee director compensation package. Each restricted stock unit represents the right to receive one share of Common Stock as of the date of vesting, which will occur on the earlier of one year from the date of the award and the date of the Issuer's fiscal 2023 annual meeting of shareholders.
- [F2]Granted as compensation for services.
- [F3]Represents shares of Common Stock and shares of Common Stock underlying restricted stock units. The shares reported on this row are held by Mr. Zippelius for the benefit of Leonard Green & Partners, L.P. Each restricted stock unit represents the right to receive one share of Common Stock. Of the 11,979 shares of Common Stock reported, 4,149 shares are shares of Common Stock underlying restricted stock units that remain subject to vesting as reported herein.
- [F4]Represents shares of Common Stock owned by Green Equity Investors VII, L.P. ("GEI VII"), Green Equity Investors Side VII, L.P. ("GEI Side VII"), LGP Associates VII-A LLC ("Associates VII-A"), LGP Associates VII-B LLC ("Associates VII-B"). Of the shares reported, 1,934,955 shares are owned by GEI VII, 2,286,407 shares are owned by GEI Side VII, 10,944 shares are owned by Associates VII-A, and 98,156 shares are owned by Associates VII-B.
- [F5]Mr. Zippelius directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VII, GEI Side VII, Associates VII-A, and Associates VII-B. Mr. Zippelius disclaims beneficial ownership of the shares held by each of GEI VII, GEI Side VII, Associates VII-A, and Associates VII-B except to the extent of his pecuniary interest therein, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Catalent, Inc.
CIK 0001596783
Entity typeother
Related Parties
1- filerCIK 0001775433
Filing Metadata
- Form type
- 4
- Filed
- Oct 30, 8:00 PM ET
- Accepted
- Oct 31, 5:46 PM ET
- Size
- 7.9 KB