4//SEC Filing
KALICH RONALD B SR 4
Accession 0001209191-22-057002
CIK 0000924717other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:29 PM ET
Size
9.1 KB
Accession
0001209191-22-057002
Insider Transaction Report
Form 4
SURMODICS INCSRDX
KALICH RONALD B SR
Director
Transactions
- Exercise/Conversion
Common Stock
2022-11-11$20.18/sh+4,366$88,106→ 32,912 total - Sale
Common Stock
2022-11-11$33.48/sh−2,733$91,511→ 30,179 total - Exercise/Conversion
Stock Option (right to buy)
2022-11-11−4,366→ 0 totalExercise: $20.18Exp: 2022-12-18→ Common Stock (4,366 underlying)
Footnotes (3)
- [F1]Reflects the weighted average price of 2,733 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on November 11, 2022 with sale prices ranging from $33.40 to $33.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]The amount beneficially owned includes 10,113 restricted stock units (RSUs) that vest on service-based vesting dates and 12,016 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
- [F3]Fully vested.
Documents
Issuer
SURMODICS INC
CIK 0000924717
Entity typeother
Related Parties
1- filerCIK 0001198349
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:29 PM ET
- Size
- 9.1 KB