4//SEC Filing
Wirges Kevin 4
Accession 0001209191-22-057159
CIK 0001813914other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 6:38 PM ET
Size
10.6 KB
Accession
0001209191-22-057159
Insider Transaction Report
Form 4
CareMax, Inc.CMAX
Wirges Kevin
EVP, Treasurer and CFO
Transactions
- Other
Class A Common Stock
2021-09-14+25,629→ 146,080 total(indirect: See footnote) - Exercise/Conversion
Class A Common Stock
2022-11-11+4,434→ 150,514 total - Exercise/Conversion
Restricted Stock Units
2022-11-11−4,434→ 8,866 total→ Class A Common Stock (4,434 underlying)
Footnotes (6)
- [F1]Pursuant to that certain Business Combination Agreement, dated December 18, 2020 (the "Business Combination Agreement"), by and among CareMax, Inc. (the "Issuer"), CareMax Medical Group, L.L.C. ("CMG"), and the other parties thereto, upon the closing of the transactions set forth in the Business Combination Agreement on June 8, 2021 (the "Closing"), IMC Holdings, L.P. became entitled to receive shares of the Issuer's Class A common stock ("Earnout Shares") if certain conditions set forth in the Business Combination Agreement were satisfied within either the first or second year after the Closing (the "Triggering Events"). The conditions for the first Triggering Event were fully satisfied on September 14, 2021, resulting in Earnout Shares becoming issuable to IMC Holdings, L.P., 25,629 of which the reporting person had a pecuniary interest in.
- [F2]Shares held by IMC Holdings, L.P. Mr. Wirges had a pecuniary interest in the shares reported above until such shares were transferred to the reporting person. The reporting person disclaims beneficial ownership of any other shares held by IMC Holdings, L.P.
- [F3]On November 11, 2022, the reporting person received shares of common stock of the issuer in settlement of restricted stock units, which vested on October 29, 2022.
- [F4]Includes the transfer to the reporting person of 146,080 shares previously reported as held indirectly by IMC Holdings, L.P.
- [F5]Restricted Stock Units convert into common stock on a one-for-one basis.
- [F6]On October 29, 2021, the reporting person was granted 13,300 restricted stock units, vesting in three equal installments on October 29, 2022, June 8, 2023, and June 8, 2024.
Documents
Issuer
CareMax, Inc.
CIK 0001813914
Entity typeother
Related Parties
1- filerCIK 0001866091
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 6:38 PM ET
- Size
- 10.6 KB