Ellison Seth M. 4

Accession 0001209191-22-058291

CIK 0000094845other

View on SEC.gov Company Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 8:41 PM ET

Size

42.2 KB

Accession

0001209191-22-058291

Insider Transaction Report

Form 4

Period: 2022-11-17

LEVI STRAUSS & COLEVI

Ellison Seth M.

EVP & President, Europe

Transactions

Exercise/Conversion
Class B Common Stock
2022-11-17$6.10/sh+10,500$64,050→ 11,747 total
→ Class A Common Stock (10,500 underlying)
Disposition to Issuer
Class B Common Stock
2022-11-17$15.46/sh−7,316$113,105→ 4,431 total
→ Class A Common Stock (7,316 underlying)
Disposition to Issuer
Class B Common Stock
2022-11-18$15.95/sh−7,251$115,653→ 4,527 total
→ Class A Common Stock (7,251 underlying)
Conversion
Class A Common Stock
2022-11-17+4,431→ 94,377 total
Sale
Class A Common Stock
2022-11-17$15.43/sh−4,431$68,370→ 89,946 total
Conversion
Class A Common Stock
2022-11-18+4,527→ 94,473 total
Exercise/Conversion
Class B Common Stock
2022-11-17$6.90/sh+4,500$31,050→ 4,500 total
→ Class A Common Stock (4,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2022-11-17−10,500→ 16,915 total
Exercise: $6.10Exp: 2023-02-09→ Class B Common Stock (10,500 underlying)
Sale
Class A Common Stock
2022-11-18$15.90/sh−4,527$71,979→ 89,946 total
Exercise/Conversion
Stock Appreciation Rights
2022-11-17−4,500→ 8,254 total
Exercise: $6.90Exp: 2024-02-01→ Class B Common Stock (4,500 underlying)
Disposition to Issuer
Class B Common Stock
2022-11-17$15.46/sh−3,253$50,291→ 1,247 total
→ Class A Common Stock (3,253 underlying)
Exercise/Conversion
Class B Common Stock
2022-11-18$6.90/sh+4,500$31,050→ 4,500 total
→ Class A Common Stock (4,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2022-11-18−10,500→ 6,415 total
Exercise: $6.10Exp: 2023-02-09→ Class B Common Stock (10,500 underlying)
Conversion
Class B Common Stock
2022-11-17−4,431→ 0 total
→ Class A Common Stock (4,431 underlying)
Exercise/Conversion
Class B Common Stock
2022-11-18$6.10/sh+10,500$64,050→ 11,778 total
→ Class A Common Stock (10,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2022-11-18−4,500→ 3,754 total
Exercise: $6.90Exp: 2024-02-01→ Class B Common Stock (4,500 underlying)
Disposition to Issuer
Class B Common Stock
2022-11-18$15.95/sh−3,222$51,391→ 1,278 total
→ Class A Common Stock (3,222 underlying)
Conversion
Class B Common Stock
2022-11-18−4,527→ 0 total
→ Class A Common Stock (4,527 underlying)

Footnotes (7)

[F1]Transaction pursuant to a previously established Rule 10b5-1 Plan.
[F2]Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
[F3]The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.398 to $15.48. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
[F4]100% of these stock appreciation rights are fully vested.
[F5]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F6]Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
[F7]The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

LEVI STRAUSS & CO

CIK 0000094845

→

Entity typeother

Related Parties

filerCIK 0001768700

Filing Metadata

Form type: 4
Filed: Nov 20, 7:00 PM ET
Accepted: Nov 21, 8:41 PM ET
Size: 42.2 KB

View on SEC.gov