DICK ROGER L 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 23, 2022
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock
2022-11-22+62→ 2,579 total - Other
Common Stock
2022-11-22+2,096→ 85,951 total(indirect: By 401(k)) - Other
Common Stock
2022-11-22+216→ 8,881 total
Footnotes (5)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Shares acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022.
- [F4]Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
- [F5]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian