STACY DONALD L 4

4 · MIDDLEFIELD BANC CORP · Filed Dec 5, 2022

Form 4

Period: 2022-12-01

Treasurer/CFO

Transactions

Holdings

Conditional Stock Award
Exercise: $26.09Exp: 2023-02-25→ Common Stock (2,076 underlying)
2,076
Common Stock
43.497
Conditional Stock Award
Exercise: $22.50Exp: 2024-02-23→ Common Stock (2,467 underlying)
2,467
Common Stock
(indirect: By IRA)
4,036
Conditional Stock Award
Exercise: $24.80Exp: 2025-02-23→ Common Stock (2,419 underlying)
2,419

Footnotes (6)

[F1]Shares were acquired under a discretionary incentive award for the successful acquisition of Liberty Bancshares, Inc. Vesting was immediate.
[F2]Includes shares acquired under MBCN Dividend Reinvestment Plan.
[F3]held jointly with son
[F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.
[F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
[F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.

Documents

2 files