4//SEC Filing
Angstadt Peter K Jr. 4
Accession 0001209191-22-060499
CIK 0001543916other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 4:30 PM ET
Size
24.5 KB
Accession
0001209191-22-060499
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Angstadt Peter K Jr.
Chief Revenue Officer
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2022-12-07−75,000→ 97,989 totalExercise: $3.72Exp: 2028-12-21→ Class B Common Stock (75,000 underlying) - Sale
Class A Common Stock
2022-12-08$21.47/sh−75,000$1,610,483→ 121,654 total - Exercise/Conversion
Stock Option (right to buy)
2022-12-08−75,000→ 270,977 totalExercise: $3.72Exp: 2028-12-21→ Class B Common Stock (75,000 underlying) - Conversion
Class A Common Stock
2022-12-07+75,000→ 196,654 total - Sale
Class A Common Stock
2022-12-07$21.36/sh−75,000$1,602,375→ 121,654 total - Conversion
Class A Common Stock
2022-12-08+75,000→ 196,654 total - Exercise/Conversion
Class B Common Stock
2022-12-07+75,000→ 75,000 total→ Class A Common Stock (75,000 underlying) - Conversion
Class B Common Stock
2022-12-07−75,000→ 0 total→ Class A Common Stock (75,000 underlying) - Conversion
Class B Common Stock
2022-12-08−75,000→ 0 total→ Class A Common Stock (75,000 underlying) - Exercise/Conversion
Class B Common Stock
2022-12-08+75,000→ 75,000 total→ Class A Common Stock (75,000 underlying)
Footnotes (5)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- [F2]The sale price represents the weighted average price of the shares sold ranging from $21.35 to $21.43 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F3]The sale price represents the weighted average price of the shares sold ranging from $21.405 to $21.51 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]Option granted under the Issuer's 2012 Equity Incentive Plan (the "2012 Plan") and is subject to performance vesting requirements. The shares underlying this option vest, subject to the Reporting Person continuing as a Service Provider, upon the satisfaction of certain performance-based conditions, provided that such performance-based conditions occur prior to December 22, 2028. The performance-based conditions are based on the Issuer achieving certain performance targets. The performance-based conditions were satisfied as to 50% on July 23, 2020.
- [F5]Option granted under the Issuer's 2012 Plan. Twenty-five percent (25%) of the shares subject to the option vested on December 17, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a Service Provider through each such date.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001882657
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 4:30 PM ET
- Size
- 24.5 KB