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4//SEC Filing

Foote Marion R 4

Accession 0001209191-22-062278

CIK 0001445283other
View on SEC.govCompany Profile

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 8:56 PM ET

Size

33.0 KB

Accession

0001209191-22-062278

Insider Transaction Report

Form 4
Period: 2022-12-16
KINETA, INC./DEKA
Foote Marion R
Director
Transactions
  • Award

    Common Stock

    2022-12-16+860→ 117,116 total
  • Award

    Stock Option (Right to Buy)

    2022-12-16+3,440→ 3,440 total
    Exercise: $26.16Exp: 2031-05-26→ Common Stock (3,440 underlying)
  • Award

    Warrants (Right to Buy)

    2022-12-16+401→ 401 total
    Exercise: $0.14Exp: 2027-04-03→ Common Stock (401 underlying)
  • Award

    Warrants (Right to Buy)

    2022-12-16+3,457→ 3,457 total
    Exercise: $0.14Exp: 2025-12-02→ Common Stock (3,457 underlying)
  • Award

    Common Stock

    2022-12-16+656→ 112,816 total
  • Award

    Warrants (Right to Buy)

    2022-12-16+4,443→ 4,443 total
    Exercise: $0.14Exp: 2023-10-15→ Common Stock (4,443 underlying)
  • Award

    Warrants (Right to Buy)

    2022-12-16+4,300→ 4,300 total
    Exercise: $0.14Exp: 2025-06-01→ Common Stock (4,300 underlying)
  • Award

    Common Stock

    2022-12-16+112,160→ 112,160 total
  • Award

    Common Stock

    2022-12-16+3,440→ 116,256 total
  • Award

    Common Stock

    2022-12-16$11.55/sh+21,645$250,000→ 138,761 total
  • Award

    Stock Option (Right to Buy)

    2022-12-16+6,192→ 6,192 total
    Exercise: $29.06Exp: 2030-02-10→ Common Stock (6,192 underlying)
  • Award

    Stock Option (Right to Buy)

    2022-12-16+10,320→ 10,320 total
    Exercise: $23.25Exp: 2028-11-09→ Common Stock (10,320 underlying)
  • Award

    Warrants (Right to Buy)

    2022-12-16+6,192→ 6,192 total
    Exercise: $21.80Exp: 2025-06-01→ Common Stock (6,192 underlying)
Footnotes (20)
  • [F1]Received in connection with the Issuer's merger (the "Merger") with Kineta, Inc. ("Legacy Kineta") in accordance with the terms of the Agreement and Plan of Merger dated as of June 5, 2022, as amended on December 5, 2022 (the "Merger Agreement"), by and among the Issuer (f/k/a Yumanity Therapeutics, Inc.), Yacht Merger Sub, Inc. and Legacy Kineta. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy Kineta common stock was entitled to receive 0.0688 shares of Common Stock. The Merger closed on December 16, 2022.
  • [F10]Received in connection with the Merger in exchange for options to acquire 150,000 shares of Legacy Kineta common stock for $1.60 per share.
  • [F11]The stock option vested as to 1/3 of the total number of shares on February 10, 2021, an additional 1/3 of the total number of shares vested on February 10, 2022, and the remaining 1/3 of the total number of shares will vest on February 10, 2023, subject to the continuing service of the Reporting Person on each vesting date.
  • [F12]Received in connection with the Merger in exchange for options to acquire 90,000 shares of Legacy Kineta common stock for $2.00 per share.
  • [F13]The stock option vested as to 1/3 of the total number of shares on May 28, 2021, an additional 1/3 of the total number of shares vested on May 28, 2022, and the remaining 1/3 of the total number of shares will vest on February 10, 2023, subject to the continuing service of the Reporting Person on each vesting date.
  • [F14]Received in connection with the Merger in exchange for options to acquire 50,000 shares of Legacy Kineta common stock for $1.80 per share.
  • [F15]The warrants are immediately exercisable in full.
  • [F16]Received in connection with the Merger in exchange for warrants to acquire 90,000 shares of Legacy Kineta common stock for $1.50 per share.
  • [F17]Received in connection with the Merger in exchange for warrants to acquire 62,500 shares of Legacy Kineta common stock for $0.01 per share.
  • [F18]Received in connection with the Merger in exchange for warrants to acquire 5,833 shares of Legacy Kineta common stock for $0.01 per share.
  • [F19]Received in connection with the Merger in exchange for warrants to acquire 64,583 shares of Legacy Kineta common stock for $0.01 per share.
  • [F2]Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest in full on June 14, 2023, subject to the continuing service of the Reporting Person on such vesting date.
  • [F20]Received in connection with the Merger in exchange for warrants to acquire 50,251 shares of Legacy Kineta common stock for $0.01 per share.
  • [F3]Received in connection with the Merger in exchange for 9,545 shares of common stock underlying a Legacy Kineta RSU.
  • [F4]Represents shares of Common Stock underlying a time-based RSU. The RSU will vest in full on June 14, 2023, subject to the continuing service of the Reporting Person on such vesting date.
  • [F5]Received in connection with the Merger in exchange for 50,000 shares of common stock underlying a Legacy Kineta RSU.
  • [F6]Represents shares of Common Stock underlying a time-based RSU. The RSU will vest in full on March 16, 2023, subject to the continuing service of the Reporting Person on such vesting date.
  • [F7]Received in connection with the Merger in exchange for 12,500 shares of common stock underlying a Legacy Kineta RSU.
  • [F8]Represents shares of Common Stock acquired by the Reporting Person immediately following the Merger in a private placement pursuant to a Securities Purchase Agreement dated as of June 5, 2022 and as amended on October 24, 2022 and December 5, 2022. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
  • [F9]The stock option is fully vested and exercisable.

Documents

1 file

Issuer

KINETA, INC./DE

CIK 0001445283

→
Entity typeother

Related Parties

1
  • filerCIK 0001490837

Filing Metadata

Form type
4
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 8:56 PM ET
Size
33.0 KB
View on SEC.gov