Ji Henry 4
4 · Sorrento Therapeutics, Inc. · Filed Dec 23, 2022
Insider Transaction Report
Form 4
Ji Henry
DirectorChief Sci. Officer & Secretary10% Owner
Transactions
- Exercise of In-Money
Put Option (obligation to buy)
2022-12-21−3→ 195 total(indirect: By BioVintage, Inc.)Exercise: $5.50From: 2022-08-26Exp: 2023-03-17→ Common Stock (300 underlying) - Exercise of In-Money
Common Stock
2022-12-02$5.50/sh+200$1,100→ 200 total(indirect: By BioVintage, Inc.) - Exercise of In-Money
Common Stock
2022-12-21$5.50/sh+300$1,650→ 500 total(indirect: By BioVintage, Inc.) - Exercise of In-Money
Put Option (obligation to buy)
2022-12-02−2→ 198 total(indirect: By BioVintage, Inc.)Exercise: $5.50From: 2022-08-26Exp: 2023-03-17→ Common Stock (200 underlying)
Holdings
- 6,265,805
Common Stock
- 2,271,693(indirect: See Footnote)
Common Stock
- 40,000(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]Shares are held in family trusts of which the Reporting Person is a co-trustee with his spouse.