4//SEC Filing
Cook Timothy DeVere 4
Accession 0001209191-23-000009
CIK 0001300699other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 7:57 AM ET
Size
11.7 KB
Accession
0001209191-23-000009
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Cook Timothy DeVere
See Remarks
Transactions
- Award
Common Stock
2022-12-30$0.15/sh+3,390$500→ 36,079 total
Holdings
- 6,750
Restricted Stock Units
→ Common Stock (6,750 underlying) - 30,000
Stock Option (Right to Buy)
Exercise: $10.26Exp: 2030-08-27→ Common Stock (30,000 underlying) - 9,000
Stock Option (Right to Buy)
Exercise: $3.56Exp: 2031-09-16→ Common Stock (9,000 underlying) - 75,000
Stock Option (Right to Buy)
Exercise: $0.67Exp: 2032-07-20→ Common Stock (75,000 underlying) - 70,000
Stock Option (Right to Buy)
Exercise: $17.29From: 2022-08-16Exp: 2028-08-16→ Common Stock (70,000 underlying)
Footnotes (6)
- [F1]Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
- [F2]This option vests in four equal annual installments beginning on August 27, 2021.
- [F3]This option vests in four equal annual installments beginning on September 16, 2022.
- [F4]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F5]The restricted stock units vest in four equal annual installments beginning on September 16, 2022.
- [F6]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001902974
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 7:57 AM ET
- Size
- 11.7 KB