Local Bounti Corporation/DE·4

Jan 5, 8:01 PM ET

Nordby Matthew 4

4 · Local Bounti Corporation/DE · Filed Jan 5, 2023

Insider Transaction Report

Form 4
Period: 2023-01-03
Transactions
  • Other

    Common Stock

    2023-01-03+285,609358,650 total
  • Other

    Warrants to purchase Common Stock

    2023-01-03$1.50/sh+166,667$250,001166,667 total
    Exercise: $11.50From: 2021-12-19Exp: 2026-11-19Common Stock (166,667 underlying)
Footnotes (2)
  • [F1]Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
  • [F2]Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION