Home/Filings/4/0001209191-23-002743
4//SEC Filing

Riordan Michael Anthony 4

Accession 0001209191-23-002743

CIK 0001320854other

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 2:22 PM ET

Size

18.4 KB

Accession

0001209191-23-002743

Insider Transaction Report

Form 4
Period: 2023-01-06
Riordan Michael Anthony
VP Finance, CFO and Treasurer
Transactions
  • Award

    Employee Stock Option

    2023-01-06+50,06750,067 total
    Exercise: $3.22Exp: 2033-01-06Common Stock (50,067 underlying)
  • Award

    Common Stock

    2023-01-06+34,938105,745 total
Holdings
  • Employee Stock Option

    Exercise: $4.30Exp: 2032-03-21Common Stock (100,000 underlying)
    100,000
  • Employee Stock Option

    Exercise: $2.58Exp: 2030-11-30Common Stock (25,000 underlying)
    25,000
  • Employee Stock Option

    Exercise: $3.82Exp: 2032-01-17Common Stock (8,799 underlying)
    8,799
  • Employee Stock Option

    Exercise: $2.38Exp: 2031-01-05Common Stock (50,000 underlying)
    50,000
  • Employee Stock Option

    Exercise: $3.81Exp: 2031-01-28Common Stock (10,467 underlying)
    10,467
Footnotes (10)
  • [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 6, 2023 and will vest on January 6, 2026. The restricted shares are subject to certain restrictions (including possible forfeiture).
  • [F10]On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights. 16,750 cash-settled stock appreciation rights are fully vested and currently exercisable and 8,250 cash-settled stock appreciation rights will vest on November 30, 2023.
  • [F2]The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
  • [F3]Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.
  • [F4]The options vest in three equal annual installments beginning on January 6, 2024.
  • [F5]The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.
  • [F6]On March 21, 2022, the recipient was granted 100,000 options which will vest in three equal annual installments beginning on March 21, 2023.
  • [F7]On January 17, 2022, the recipient was granted 8,799 options which will vest in three equal annual installments beginning on January 17, 2023.
  • [F8]On January 28, 2021, the recipient was granted 10,467 options. 3,558 options are fully vested and currently exercisable, 3,454 options will vest on January 28, 2023 and 3,455 options will vest on January 28, 2024.
  • [F9]On January 5, 2021 the recipient was granted 50,000 cash-settled stock options. 33,500 cash-settled stock options are fully vested and currently exercisable and 16,500 cash-settled stock options will vest on January 5, 2024.

Issuer

FreightCar America, Inc.

CIK 0001320854

Entity typeother

Related Parties

1
  • filerCIK 0001834620

Filing Metadata

Form type
4
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 2:22 PM ET
Size
18.4 KB