Home/Filings/4/0001209191-23-004752
4//SEC Filing

BERMAN ROBERT ALAN 4

Accession 0001209191-23-004752

CIK 0001697851other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 8:56 PM ET

Size

7.5 KB

Accession

0001209191-23-004752

Insider Transaction Report

Form 4
Period: 2023-01-18
BERMAN ROBERT ALAN
DirectorChief Executive Officer
Transactions
  • Purchase

    Warrats (right to buy)

    2023-01-18+1,000,0001,000,000 total
    Exercise: $2.00From: 2023-01-18Exp: 2028-01-18Common Stock (1,000,000 underlying)
Holdings
  • Common Stock

    (indirect: By Avon Road Partners, L.P.)
    2,165,104
  • Common Stock

    1,000,219
Footnotes (2)
  • [F1]Mr. Berman is the general partner of Avon Road.
  • [F2]On January 18, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement (the "Purchase Agreement") pursuant to which the Reporting Person acquired from the Issuer in a private placement: (i) $2,000,000 in principal amount of senior secured notes (the "Notes"); and (ii) warrants to purchase up to 1,000,000 shares of common stock with an exercise price of $2.00 per share (the "Warrants"). The aggregate subscription amount paid by the Reporting Person for the Notes and Warrants acquired by it pursuant to the Purchase Agreement was $2,000,000.

Issuer

Rekor Systems, Inc.

CIK 0001697851

Entity typeother

Related Parties

1
  • filerCIK 0001169337

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 8:56 PM ET
Size
7.5 KB