FreightCar America, Inc.·4

Jan 26, 11:11 AM ET

Tonn W Matthew 4

4 · FreightCar America, Inc. · Filed Jan 26, 2023

Insider Transaction Report

Form 4
Period: 2023-01-24
Tonn W Matthew
Chief Commercial Officer
Transactions
  • Tax Payment

    Common Stock

    2023-01-24$3.35/sh20,961$70,219188,608 total
Holdings
  • Employee Stock Option

    Exercise: $3.81Exp: 2031-01-28Common Stock (49,162 underlying)
    49,162
  • Employee Stock Option

    Exercise: $3.22Exp: 2033-01-06Common Stock (55,908 underlying)
    55,908
  • Employee Stock Option

    Exercise: $2.38Exp: 2031-01-05Common Stock (300,000 underlying)
    300,000
  • Employee Stock Option

    Exercise: $3.82Exp: 2032-01-17Common Stock (47,849 underlying)
    47,849
  • Employee Stock Option

    Exercise: $1.66Exp: 2030-01-24Common Stock (144,090 underlying)
    144,090
Footnotes (6)
  • [F1]All of the shares reported as disposed of in this line item were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this line item for any reason other than to cover required taxes.
  • [F2]On January 6, 2023, the recipient was granted 55,908 options which will vest in three equal annual installments beginning on January 6, 2024.
  • [F3]On January 17, 2022, the recipient was granted 47,849 options. 16,268 options are fully vested and currently exercisable, 15,790 options will vest on January 17, 2024 and 15,791 options will vest on January 17, 2025.
  • [F4]On January 28, 2021, the recipient was granted 49,162 options. 16,715 options are fully vested and currently exercisable, 16,223 options will vest on January 28, 2023 and 16,224 options will vest on January 28, 2024.
  • [F5]On January 5, 2021, the recipient was granted 300,000 cash-settled stock appreciation rights. 201,000 cash-settled stock appreciation rights are fully vested and currently exercisable and 99,000 cash-settled stock appreciation rights will vest on January 5, 2024.
  • [F6]On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights. 144,090 cash-settled stock appreciation rights are fully vested and currently exercisable.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION