Woodward Gabe 4
4 · GENELUX CORP · Filed Jan 30, 2023
Insider Transaction Report
Form 4
GENELUX CORPGNLX
Woodward Gabe
Director
Transactions
- Conversion
Common Stock
2023-01-30+5,378→ 5,378 total(indirect: By Olympic Xploration) - Conversion
Common Stock
2023-01-30+3,186→ 3,186 total - Conversion
Common Stock
2023-01-30+2,798→ 2,798 total(indirect: By Trust) - Conversion
Series I Preferred Stock
2023-01-30−13,000→ 0 total(indirect: By Olympic Xploration)→ Common Stock (5,378 underlying) - Conversion
Series J Preferred Stock
2023-01-30−7,000→ 0 total→ Common Stock (3,186 underlying) - Conversion
Series K Preferred Stock
2023-01-30−6,000→ 0 total(indirect: By Trust)→ Common Stock (2,798 underlying)
Footnotes (4)
- [F1]Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date.
- [F2]Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date.
- [F3]Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date.
- [F4]By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009.