Keenan James 4
4 · BlackRock Capital Investment Corp · Filed Feb 2, 2023
Insider Transaction Report
Form 4
Keenan James
DirectorOther
Transactions
- Exercise/Conversion
Common Stock
2023-01-31+128,416.588→ 618,419.588 total - Award
Phantom Shares
2023-01-31+68,039.713→ 68,039.713 total→ Common Stock (68,039.713 underlying) - Exercise/Conversion
Phantom Shares
2023-01-31−36,834.657→ 73,669.314 total→ Common Stock (36,834.657 underlying) - Exercise/Conversion
Phantom Shares
2023-01-31−36,530.458→ 0 total→ Common Stock (36,530.458 underlying) - Exercise/Conversion
Phantom Shares
2023-01-31−55,051.473→ 55,051.473 total→ Common Stock (55,051.473 underlying) - Disposition to Issuer
Common Stock
2023-01-31$3.76/sh−128,416.588$482,846→ 490,003 total
Footnotes (5)
- [F1]A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
- [F2]As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F3]As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F4]As previously reported on a Form 4 dated February 3, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
- [F5]These phantom shares vest in equal installments on each of the first three anniversaries of the award.