4//SEC Filing
Rafferty Michael P 4
Accession 0001209191-23-006771
CIK 0001539638other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:05 PM ET
Size
6.0 KB
Accession
0001209191-23-006771
Insider Transaction Report
Form 4
Rafferty Michael P
Director
Transactions
- Award
Common Stock
2023-02-01+600→ 35,360 total
Holdings
- 8,000
Depository Shares
Footnotes (3)
- [F1]Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
- [F2]Consists of (i) 19,226 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.
- [F3]Each Depository Share represents a I/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001621769
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:05 PM ET
- Size
- 6.0 KB