4//SEC Filing
Redpoint Omega II, LLC 4
Accession 0001209191-23-007399
CIK 0001720671other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 9:16 PM ET
Size
23.7 KB
Accession
0001209191-23-007399
Insider Transaction Report
Form 4
Redpoint Omega II, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-02-02−1,070,149→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2023-02-02−128,532→ 257,062 total(indirect: By LLC)→ Class A Common Stock (128,532 underlying) - Other
Class A Common Stock
2023-02-02−4,155,918→ 0 total(indirect: By Redpoint Omega II, L.P.) - Other
Class A Common Stock
2023-02-02+1,070,149→ 1,070,149 total(indirect: By LLC) - Conversion
Class B Common Stock
2023-02-02−4,155,918→ 8,311,834 total(indirect: By Redpoint Omega II, L.P.)→ Class A Common Stock (4,155,918 underlying) - Conversion
Class A Common Stock
2023-02-02+128,532→ 128,532 total(indirect: By LLC) - Other
Class A Common Stock
2023-02-02−128,532→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2023-02-02+4,155,918→ 4,155,918 total(indirect: By Redpoint Omega II, L.P.)
Redpoint Omega II, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2023-02-02−128,532→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2023-02-02−4,155,918→ 8,311,834 total(indirect: By Redpoint Omega II, L.P.)→ Class A Common Stock (4,155,918 underlying) - Other
Class A Common Stock
2023-02-02−1,070,149→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2023-02-02−128,532→ 257,062 total(indirect: By LLC)→ Class A Common Stock (128,532 underlying) - Other
Class A Common Stock
2023-02-02−4,155,918→ 0 total(indirect: By Redpoint Omega II, L.P.) - Conversion
Class A Common Stock
2023-02-02+4,155,918→ 4,155,918 total(indirect: By Redpoint Omega II, L.P.) - Other
Class A Common Stock
2023-02-02+1,070,149→ 1,070,149 total(indirect: By LLC) - Conversion
Class A Common Stock
2023-02-02+128,532→ 128,532 total(indirect: By LLC)
Redpoint Omega Associates II, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-02-02−128,532→ 0 total(indirect: By LLC) - Other
Class A Common Stock
2023-02-02−1,070,149→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2023-02-02+4,155,918→ 4,155,918 total(indirect: By Redpoint Omega II, L.P.) - Conversion
Class A Common Stock
2023-02-02+128,532→ 128,532 total(indirect: By LLC) - Conversion
Class B Common Stock
2023-02-02−4,155,918→ 8,311,834 total(indirect: By Redpoint Omega II, L.P.)→ Class A Common Stock (4,155,918 underlying) - Other
Class A Common Stock
2023-02-02−4,155,918→ 0 total(indirect: By Redpoint Omega II, L.P.) - Other
Class A Common Stock
2023-02-02+1,070,149→ 1,070,149 total(indirect: By LLC) - Conversion
Class B Common Stock
2023-02-02−128,532→ 257,062 total(indirect: By LLC)→ Class A Common Stock (128,532 underlying)
Footnotes (8)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.
- [F2]The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F3]The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F4]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.
- [F5]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.
- [F6]Represents receipt of shares in the distribution in kind described in footnote (4).
- [F7]The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F8]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.
Documents
Issuer
HashiCorp, Inc.
CIK 0001720671
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001532951
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 9:16 PM ET
- Size
- 23.7 KB