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4//SEC Filing

Henderson Richard 4

Accession 0001209191-23-008170

CIK 0001823466other

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 7:15 PM ET

Size

13.1 KB

Accession

0001209191-23-008170

Insider Transaction Report

Form 4
Period: 2023-01-19
Henderson Richard
Chief Revenue Officer
Transactions
  • Award

    Class A Common Stock

    2023-01-19+107,500107,500 total
  • Award

    Performance Stock Options (right to buy)

    2023-01-19+25,00025,000 total
    Exercise: $5.21Exp: 2033-01-18Class A Common Stock (25,000 underlying)
  • Award

    Stock Options (Right to Buy)

    2023-01-19+37,50037,500 total
    Exercise: $5.21Exp: 2033-01-18Class A Common Stock (37,500 underlying)
  • Award

    Performance-Based Restricted Stock Units

    2023-01-19+75,00075,000 total
    Exercise: $0.00Exp: 2028-12-31Class A Common Stock (75,000 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Pursuant to the terms of Mr. Henderson's offer letter, one-third (1/3rd) of the RSUs will vest on January 3, 2024. An additional one-twelfth (1/12th) of the aggregate number of RSUs will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).
  • [F2]Twenty-five percent (25%) of the shares subject to the option will vest on January 3, 2024. An additional 6.25% of the aggregate number of shares subject to the option will vest on the corresponding day of each quarter thereafter (or if there is no such corresponding day, on the last day of such month).
  • [F3]Twenty-five percent (25%) of the shares subject to the option will become vesting-eligible on January 3, 2024, with the remaining shares becoming vesting-eligible in equal quarterly increments over the three years following January 3, 2024. Shares subject to the option that are vesting-eligible vest upon the Class A common stock achieving specified prices per share.
  • [F4]Each performance based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A Common Stock. One third of the PSUs will become vesting-eligible on January 3, 2024, with the remaining PSUs becoming vesting-eligible in equal quarterly increments over the two years following January 19, 2024. PSUs that are vesting-eligible vest upon the Class A common stock achieving specified prices per share.

Issuer

FiscalNote Holdings, Inc.

CIK 0001823466

Entity typeother

Related Parties

1
  • filerCIK 0001960880

Filing Metadata

Form type
4
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 7:15 PM ET
Size
13.1 KB