Home/Filings/4/0001209191-23-012415
4//SEC Filing

Hockridge Stuart A 4

Accession 0001209191-23-012415

CIK 0001097149other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 8:12 PM ET

Size

23.8 KB

Accession

0001209191-23-012415

Insider Transaction Report

Form 4
Period: 2023-02-20
Hockridge Stuart A
EVP GLOBAL HR
Transactions
  • Exercise/Conversion

    Common Stock

    2023-02-20+2,7909,194 total
  • Exercise/Conversion

    Market Stock Unit

    2023-02-201,3810 total
    Exercise: $0.00Common Stock (1,381 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-02-20227681 total
    Exercise: $0.00Common Stock (227 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-02-20453452 total
    Exercise: $0.00Common Stock (453 underlying)
  • Tax Payment

    Common Stock

    2023-02-20$316.71/sh1,286$407,2897,908 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-02-20208416 total
    Exercise: $0.00Common Stock (208 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-02-205210 total
    Exercise: $0.00Common Stock (521 underlying)
  • Award

    Restricted Stock Unit

    2023-02-20+1,6751,675 total
    Exercise: $0.00Common Stock (1,675 underlying)
  • Award

    Market Stock Unit

    2023-02-20+3,4023,402 total
    Exercise: $0.00Common Stock (3,402 underlying)
Footnotes (9)
  • [F1]Includes 125 shares acquired under the ALGN ESPP on January 31, 2023.
  • [F2]Represents par value of ALGN common stock.
  • [F3]1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  • [F4]1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  • [F5]1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  • [F6]1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.
  • [F7]The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.
  • [F8]1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.
  • [F9]Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Issuer

ALIGN TECHNOLOGY INC

CIK 0001097149

Entity typeother

Related Parties

1
  • filerCIK 0001675043

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:12 PM ET
Size
23.8 KB