Wright Emory 4

4 · ALIGN TECHNOLOGY INC · Filed Feb 23, 2023

Insider Transaction Report

Form 4

Period: 2023-02-20

ALIGN TECHNOLOGY INCALGN

Wright Emory

VP, Operations

Transactions

Exercise/Conversion
Common Stock
2023-02-20+3,371→ 8,350 total
Exercise/Conversion
Restricted Stock Unit
2023-02-20−268→ 534 total
Exercise: $0.00→ Common Stock (268 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-02-20−595→ 0 total
Exercise: $0.00→ Common Stock (595 underlying)
Award
Restricted Stock Unit
2023-02-20+2,154→ 2,154 total
Exercise: $0.00→ Common Stock (2,154 underlying)
Award
Market Stock Unit
2023-02-20+4,374→ 4,374 total
Exercise: $0.00→ Common Stock (4,374 underlying)
Tax Payment
Common Stock
2023-02-20$316.71/sh−1,834$580,846→ 6,516 total
Exercise/Conversion
Restricted Stock Unit
2023-02-20−308→ 924 total
Exercise: $0.00→ Common Stock (308 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-02-20−543→ 543 total
Exercise: $0.00→ Common Stock (543 underlying)
Exercise/Conversion
Market Stock Unit
2023-02-20−1,657→ 0 total
Exercise: $0.00→ Common Stock (1,657 underlying)

Holdings

Common Stock
(indirect: See Footnotes)
962
Common Stock
(indirect: See Footnotes)
2,883
Common Stock
(indirect: See Footnotes)
2,883
Common Stock
(indirect: See Footnotes)
2,883

Footnotes (9)

[F1]These shares are held by irrevocable trusts for the benefit of the children of reporting person. The reporting person is a co-trustee of each of the trusts.
[F2]Represents par value of ALGN common stock.
[F3]1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F4]1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F5]1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F6]1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.
[F7]The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.
[F8]1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.
[F9]Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION