4//SEC Filing
KIM AGNES C 4
Accession 0001209191-23-012919
CIK 0001047127other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 7:15 PM ET
Size
26.5 KB
Accession
0001209191-23-012919
Insider Transaction Report
Form 4
KIM AGNES C
Other
Transactions
- Other
Common Stock
2023-02-22$25.28/sh+384,000$9,707,520→ 69,793,857 total(indirect: By Spouse) - Tax Payment
Common Stock
2023-02-24$25.27/sh−1,053$26,609→ 71,365,613 total(indirect: By Spouse) - Other
Common Stock
2023-02-22$25.28/sh+384,000$9,707,520→ 70,561,857 total(indirect: By Spouse) - Tax Payment
Common Stock
2023-02-22$25.28/sh−25,267$638,750→ 71,364,067 total(indirect: By Spouse) - Other
Common Stock
2023-02-22$25.28/sh+384,000$9,707,520→ 70,177,857 total(indirect: By Spouse) - Other
Common Stock
2023-02-22$25.28/sh+384,000$9,707,520→ 70,945,857 total(indirect: By Spouse) - Other
Common Stock
2023-02-22$25.28/sh+384,000$9,707,520→ 71,329,857 total(indirect: By Spouse) - Exercise/Conversion
Restricted Stock Units
2023-02-24−2,599→ 8,149 total(indirect: By Spouse)Exercise: $0.00→ Common Stock (2,599 underlying) - Award
Common Stock
2023-02-22+59,477→ 71,389,334 total(indirect: By Spouse) - Exercise/Conversion
Common Stock
2023-02-24+2,599→ 71,366,666 total(indirect: By Spouse)
Holdings
- 3,278,001
Common Stock
Footnotes (10)
- [F1]On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92 sold 384,000 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim in full payment of the principal and accrued interest of a note payable to Mr. Kim by such trust. Mr. Kim is the spouse of the Reporting Person. This transaction is exempt pursuant to Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and is voluntarily reported.
- [F10]The transaction represents shares withheld by the Issuer in connection with the vesting of certain RSUs granted to the spouse of the Reporting Person on the RSU Grant Date. These shares were withheld to satisfy the tax withholding obligations of the Reporting Person's spouse. The Issuer will pay these taxes on behalf of the Reporting Person's spouse.
- [F2]James J. Kim is the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
- [F3]On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01 sold 384,000 shares of the Issuer's Common Stock to James J. Kim in full payment of the principal and accrued interest of a note payable to Mr. Kim by such trust. Mr. Kim is the spouse of the Reporting Person. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
- [F4]On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01 sold 384,000 shares of the Issuer's Common Stock to James J. Kim in full payment of the principal and accrued interest of a note payable to Mr. Kim by such trust. Mr. Kim is the spouse of the Reporting Person. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
- [F5]On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94 sold 384,000 shares of the Issuer's Common Stock to James J. Kim in full payment of the principal and accrued interest of a note payable to Mr. Kim by such trust. Mr. Kim is the spouse of the Reporting Person. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
- [F6]On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim, Settlor, FBO Jason Lee Kim dated 11/17/03 sold 384,000 shares of the Issuer's Common Stock to James J. Kim in full payment of the principal and accrued interest of a note payable to Mr. Kim by such trust. Mr. Kim is the spouse of the Reporting Person. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
- [F7]This Form 4 reports the vesting on February 22, 2023 of 59,477 shares of the Issuer's Common Stock underlying performance-vested restricted stock units ("PSUs") granted to the spouse of the Reporting Person on February 11, 2021 pursuant to the Issuer's Second Amended and Restated 2007 Equity Incentive Plan, as amended, and the related award agreement. The PSUs vested based on the attainment of a basic cumulative earnings per share performance goal over a two-year performance period beginning January 1, 2021 and ending on December 31, 2022.
- [F8]The transaction represents shares of the Issuer's Common Stock withheld by the Issuer in connection with the vesting of PSUs to satisfy the tax withholding obligations of the Reporting Person's spouse. The Issuer will pay these taxes on behalf of the Reporting Person's spouse.
- [F9]On February 24, 2022 (the "RSU Grant Date"), the Reporting Person's spouse was granted 10,748 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's Common Stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.
Documents
Issuer
AMKOR TECHNOLOGY, INC.
CIK 0001047127
Entity typeother
Related Parties
1- filerCIK 0001158840
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 7:15 PM ET
- Size
- 26.5 KB