MAISEL DAVID 4/A
4/A · GAIA, INC · Filed Feb 27, 2023
Insider Transaction Report
Form 4/AAmended
GAIA, INCGAIA
MAISEL DAVID
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2022-04-28+3,575→ 62,757 total - Exercise/Conversion
Restricted Stock Units
2022-04-28−3,575→ 0 total→ Class A Common Stock (3,575 underlying) - Award
Restricted Stock Units
2022-04-28+8,488→ 8,488 total→ Class A Common Stock (8,488 underlying)
Footnotes (5)
- [F1]Restricted stock units were converted into common stock on a one-for-one basis
- [F2]Form 4 as originally filed on 5/2/2022 incorrectly reported 162,757 due to a data entry error.
- [F3]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- [F4]The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
- [F5]The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.