4//SEC Filing
Annoni Joe 4
Accession 0001209191-23-013223
CIK 0001300699other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:54 PM ET
Size
12.8 KB
Accession
0001209191-23-013223
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Annoni Joe
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2023-02-22+625→ 625 total - Tax Payment
Common Stock
2023-02-22$2.66/sh−250$665→ 375 total - Exercise/Conversion
Restricted Stock Units
2023-02-22−625→ 1,875 total→ Common Stock (625 underlying)
Holdings
- 2,500
Stock Option (Right to Buy)
Exercise: $16.60Exp: 2032-02-22→ Common Stock (2,500 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $13.31Exp: 2032-07-20→ Common Stock (5,000 underlying)
Footnotes (9)
- [F1]Each restricted stock unit represents the contingent right to receive one share of stock.
- [F2]As of February 15, 2023, the issuer effected a reverse stock split of its common stock at a ratio of 1-for-20, resulting in every 20 shares owned by the reporting person to be combined into one share of common stock.
- [F3]This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023.
- [F4]This option was previously reported by Mr. Annoni. The date and exercise price have been changed to correct an administrative error.
- [F5]This option vests in four equal annual installments beginning on February 22, 2023.
- [F6]The restricted stock units were adjusted to reflect the reverse stock split that occurred on February 15, 2023.
- [F7]The restricted stock units vest in four equal installments beginning on February 22, 2023.
- [F8]This restricted stock unit was previously reported by Mr. Annoni. The vesting dates have been changed to correct an administrative error.
- [F9]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001910431
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 4:54 PM ET
- Size
- 12.8 KB