4//SEC Filing
Cook Timothy DeVere 4
Accession 0001209191-23-013246
CIK 0001300699other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 5:01 PM ET
Size
12.9 KB
Accession
0001209191-23-013246
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Cook Timothy DeVere
See Remarks
Transactions
- Award
Common Stock
2023-02-24$2.74/sh+182$499→ 2,361 total
Holdings
- 3,500
Stock Option (Right to Buy)
Exercise: $345.80From: 2022-08-16Exp: 2028-08-16→ Common Stock (3,500 underlying) - 1,500
Stock Option (Right to Buy)
Exercise: $205.20Exp: 2030-08-27→ Common Stock (1,500 underlying) - 450
Stock Option (Right to Buy)
Exercise: $71.20Exp: 2031-09-16→ Common Stock (450 underlying) - 338
Restricted Stock Units
→ Common Stock (338 underlying) - 3,750
Stock Option (Right to Buy)
Exercise: $13.31Exp: 2032-07-20→ Common Stock (3,750 underlying)
Footnotes (9)
- [F1]Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
- [F2]As of February 15, 2023, the issuer effected a reverse stock split of its common stock at a ratio of 1-for-20, resulting in every 20 shares owned by the reporting person to be combined into one share of common stock.
- [F3]This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023.
- [F4]This option vests in four equal annual installments beginning on August 27, 2021.
- [F5]This option vests in four equal annual installments beginning on September 16, 2022.
- [F6]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F7]The restricted stock units vest in four equal annual installments beginning on September 16, 2022.
- [F8]The restricted stock units were adjusted to reflect the reverse stock split that occurred on February 15, 2023.
- [F9]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001902974
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 5:01 PM ET
- Size
- 12.9 KB