4//SEC Filing
SHORT JAY M PHD 4
Accession 0001209191-23-014295
CIK 0001826892other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 6:34 PM ET
Size
11.4 KB
Accession
0001209191-23-014295
Insider Transaction Report
Form 4
BioAtla, Inc.BCAB
SHORT JAY M PHD
DirectorChief Executive Officer10% Owner
Transactions
- Tax Payment
Common Stock
2023-02-28$2.89/sh−2,888$8,346→ 1,371,587 total - Award
Employee Stock Option (right to buy)
2023-02-10+850,000→ 850,000 totalExercise: $3.65Exp: 2033-02-10→ Common Stock (850,000 underlying)
Holdings
- 50(indirect: By LLC)
Common Stock
- 258,727(indirect: By Trust)
Common Stock
- 258,727(indirect: By Trust)
Common Stock
- 302,324(indirect: By LLC)
Common Stock
- 793,547(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
- [F2]The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.
- [F3]The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates.
Documents
Issuer
BioAtla, Inc.
CIK 0001826892
Entity typeother
Related Parties
1- filerCIK 0001205375
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 6:34 PM ET
- Size
- 11.4 KB