SHORT JAY M PHD 4

4 · BioAtla, Inc. · Filed Mar 1, 2023

Form 4

Period: 2023-02-10

DirectorChief Executive Officer

Transactions

Tax Payment
Common Stock
2023-02-28$2.89/sh−2,888$8,346→ 1,371,587 total
Award
Employee Stock Option (right to buy)
2023-02-10+850,000→ 850,000 total
Exercise: $3.65Exp: 2033-02-10→ Common Stock (850,000 underlying)

Holdings

Footnotes (3)

[F1]This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
[F2]The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.
[F3]The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates.

Documents

1 file