Nuvation Bio Inc.·4

Mar 2, 6:01 PM ET

Hung David 4

4 · Nuvation Bio Inc. · Filed Mar 2, 2023

Insider Transaction Report

Form 4
Period: 2021-03-02
Hung David
DirectorPRESIDENT AND CEO10% Owner
Transactions
  • Award

    Stock Option (Right to Buy)

    2023-02-28+2,500,0002,500,000 total
    Exercise: $1.94Exp: 2033-02-27Class A Common Stock (2,500,000 underlying)
  • Other

    Class A Common Stock

    2021-03-02368,40858,281,054 total
Footnotes (3)
  • [F1]On March 2, 2021, the Reporting Person surrendered 368,408 shares of the Issuer's Class A Common Stock in connection with the satisfaction of the Issuer's obligations to GiraFpharma LLC.
  • [F2]Includes 2,661 shares acquired on May 19, 2022 and 1 share acquired on November 18, 2022 under the Issuer's 2021 Employee Stock Purchase Plan.
  • [F3]Option vests as to 25% on the one year anniversary of 2/28/2023, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION