Home/Filings/4/0001209191-23-018195
4//SEC Filing

KENNEDY DOUGLAS L 4

Accession 0001209191-23-018195

CIK 0001050743other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 4:34 PM ET

Size

11.9 KB

Accession

0001209191-23-018195

Insider Transaction Report

Form 4
Period: 2023-03-13
KENNEDY DOUGLAS L
DirectorChief Executive Officer
Transactions
  • Purchase

    Common Stock

    2023-03-13$32.03/sh+1,000$32,02665,510.749 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    18,229.563
  • Common Stock

    (indirect: By Trust)
    98,445
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    8,610.454
  • Restricted Stock Units

    Common Stock (621 underlying)
    621
  • Restricted Stock Units

    Common Stock (65,080 underlying)
    65,080
  • Restricted Stock Units

    Common Stock (49,225 underlying)
    49,225
Footnotes (9)
  • [F1]18,284 shares held in trust.
  • [F2]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F3]Includes 401(k) contributions used to purchase PGC stock.
  • [F4]Includes shares received through dividend reinvestment since the last filing.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F6]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F7]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F8]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F9]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

Entity typeother

Related Parties

1
  • filerCIK 0001560350

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 4:34 PM ET
Size
11.9 KB