4//SEC Filing
Benjamin Richard J 4
Accession 0001209191-23-018677
CIK 0001020214other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 7:34 PM ET
Size
17.2 KB
Accession
0001209191-23-018677
Insider Transaction Report
Form 4
CERUS CORPCERS
Benjamin Richard J
Chief Medical Officer
Transactions
- Exercise/Conversion
Common Stock
2023-03-12+23,460→ 356,125 total - Sale
Common Stock
2023-03-13$2.80/sh−9,606$26,897→ 346,519 total - Exercise/Conversion
Common Stock
2023-03-12+16,667→ 363,186 total - Sale
Common Stock
2023-03-13$2.80/sh−5,747$16,092→ 357,439 total - Sale
Common Stock
2023-03-13$2.78/sh−10,000$27,793→ 347,439 total - Exercise/Conversion
Restricted Stock Unit
2023-03-12−23,460→ 0 total→ Common Stock (23,460 underlying) - Exercise/Conversion
Restricted Stock Unit
2023-03-12−16,667→ 16,666 total→ Common Stock (16,667 underlying)
Footnotes (7)
- [F1]Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- [F2]Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.
- [F3]The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.74 to $3.03 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
- [F4]The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.895 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
- [F5]The restricted stock unit vests 33% on March 12, 2021, 33% on March 12, 2022 and 34% on March 12, 2023.
- [F6]Not applicable.
- [F7]The restricted stock unit vests in three equal annual installments beginning on March 12, 2022.
Documents
Issuer
CERUS CORP
CIK 0001020214
Entity typeother
Related Parties
1- filerCIK 0001296322
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 7:34 PM ET
- Size
- 17.2 KB