|4Mar 17, 6:53 PM ET

Behzadi Houman 4

4 · C3.ai, Inc. · Filed Mar 17, 2023

Insider Transaction Report

Form 4
Period: 2023-03-15
Behzadi Houman
Chief Product Officer
Transactions
  • Tax Payment

    Class A Common Stock

    2023-03-15$20.85/sh44,854$935,206392,476 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-158,07340,368 total
    Class A Common Stock (8,073 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2023-03-15+83,073437,330 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-1575,000975,000 total
    Class A Common Stock (75,000 underlying)
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
  • [F2]12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
  • [F3]6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION