Rosenthal Arnon 4
4 · Alector, Inc. · Filed Mar 21, 2023
Insider Transaction Report
Form 4
Alector, Inc.ALEC
Rosenthal Arnon
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2023-03-03+42,990→ 1,671,536 total - Sale
Common Stock
2023-03-17$6.22/sh−15,186$94,428→ 1,656,350 total
Holdings
- 1,972,875(indirect: See footnote)
Common Stock
- 652,500(indirect: See footnote)
Common Stock
- 652,500(indirect: See footnote)
Common Stock
- 652,500(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]The reported shares are represented by restricted stock units, or RSUs, all of which were fully vested on the grant date.
- [F2]The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
- [F3]The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
- [F4]The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
- [F5]The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
- [F6]The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.