BABCOCK JOHN P 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 22, 2023

Form 4

Period: 2023-03-20

SEVP & Pres of Priv Wealth Mgt

Transactions

Tax Payment
Common Stock
2023-03-20$30.96/sh−7,546$233,624→ 76,992 total
Award
Restricted Stock Unit
2023-03-20+11,970→ 37,286 total
→ Common Stock (11,970 underlying)
Award
Restricted Stock Unit
2023-03-20+17,955→ 40,535 total
→ Common Stock (17,955 underlying)

Holdings

Footnotes (8)

[F1]Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
[F2]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
[F3]Includes 401(k) contributions used to purchase PGC stock.
[F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
[F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
[F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
[F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
[F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file