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4//SEC Filing

KENNEDY DOUGLAS L 4

Accession 0001209191-23-020537

CIK 0001050743other
View on SEC.govCompany Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:44 PM ET

Size

12.8 KB

Accession

0001209191-23-020537

Insider Transaction Report

Form 4
Period: 2023-03-20
PEAPACK GLADSTONE FINANCIAL CORPPGC
KENNEDY DOUGLAS L
DirectorChief Executive Officer
Transactions
  • Award

    Restricted Stock Units

    2023-03-20+17,472→ 53,683 total
    → Common Stock (17,472 underlying)
  • Award

    Restricted Stock Units

    2023-03-20+26,208→ 58,710 total
    → Common Stock (26,208 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    152,956

  • Common Stock

    65,510.749

  • Common Stock

    (indirect: By 401(k))
    18,229.563

  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    8,610.454

  • Restricted Stock Units

    → Common Stock (621 underlying)
    621
Footnotes (9)
  • [F1]18,284 shares held in trust.
  • [F2]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F3]Includes 401(k) contributions used to purchase PGC stock.
  • [F4]Includes shares received through dividend reinvestment since the last filing.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F6]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F7]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F8]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F9]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

→
Entity typeother

Related Parties

1
  • filerCIK 0001560350

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:44 PM ET
Size
12.8 KB
View on SEC.gov