3//SEC Filing
Lucro Investments VCC - ESG Opportunities Fund 3
Accession 0001209191-23-020714
CIK 0001350102other
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 3:11 PM ET
Size
5.6 KB
Accession
0001209191-23-020714
Insider Transaction Report
Form 3
Holdings
- 3,679,255
Common Stock
Warrants
Exercise: $6.00→ Common Stock (1,415,095 underlying)
Footnotes (1)
- [F1]Consists of 1,415,095 warrants ("Warrants") to acquire shares of Common Stock ("Common Stock") of Ascent Solar Technologies, Inc. on a one-for-one basis held by Lucro Investments VCC - ESG Opportunities Fund ("Lucro"). The Warrants were immediately exercisable upon their acquisition on August 19, 2022 and expire on August 19, 2027; provided however, that Lucro may not exercise the Warrants to the extent that, after giving effect to such exercise, Lucro would beneficially own in excess of 9.99% of the shares of Common Stock outstanding, or, at Lucro's election on not less than 61 days' notice, 19.99% of the shares of Common Stock outstanding.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeother
IncorporatedSingapore
Related Parties
1- filerCIK 0001943318
Filing Metadata
- Form type
- 3
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 3:11 PM ET
- Size
- 5.6 KB