Lucro Investments VCC - ESG Opportunities Fund 3
3 · Ascent Solar Technologies, Inc. · Filed Mar 23, 2023
Insider Transaction Report
Form 3
Holdings
- 3,679,255
Common Stock
Warrants
Exercise: $6.00→ Common Stock (1,415,095 underlying)
Footnotes (1)
- [F1]Consists of 1,415,095 warrants ("Warrants") to acquire shares of Common Stock ("Common Stock") of Ascent Solar Technologies, Inc. on a one-for-one basis held by Lucro Investments VCC - ESG Opportunities Fund ("Lucro"). The Warrants were immediately exercisable upon their acquisition on August 19, 2022 and expire on August 19, 2027; provided however, that Lucro may not exercise the Warrants to the extent that, after giving effect to such exercise, Lucro would beneficially own in excess of 9.99% of the shares of Common Stock outstanding, or, at Lucro's election on not less than 61 days' notice, 19.99% of the shares of Common Stock outstanding.