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4//SEC Filing

Singh Pavitar 4

Accession 0001209191-23-023363

CIK 0001569345other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 4:57 PM ET

Size

11.8 KB

Accession

0001209191-23-023363

Insider Transaction Report

Form 4
Period: 2023-04-03
Singh Pavitar
Chief Technology Officer
Transactions
  • Conversion

    Class B Common Stock

    2023-04-0465,0001,260,328 total
    Class A Common Stock (65,000 underlying)
  • Award

    Class A Common Stock

    2023-04-03+733,2721,006,589 total
  • Conversion

    Class A Common Stock

    2023-04-04+65,0001,071,589 total
  • Sale

    Class A Common Stock

    2023-04-04$12.89/sh65,000$837,8501,006,589 total
Footnotes (4)
  • [F1]Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2024, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F2]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
  • [F3]The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 27, 2022.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.70 to $13.17 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Issuer

Sprinklr, Inc.

CIK 0001569345

Entity typeother

Related Parties

1
  • filerCIK 0001866840

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:57 PM ET
Size
11.8 KB