Fernandez Juan P 4
4 · ForgeRock, Inc. · Filed Apr 6, 2023
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Fernandez Juan P
CFO, Executive VP - Global
Transactions
- Conversion
Class A Common Stock
[F1][F2]2023-04-05+258,685→ 648,624 total - Exercise/Conversion
Stock Option (right to buy)
[F3][F1]2023-04-05−258,685→ 0 totalExercise: $0.43Exp: 2023-07-25→ Class B Common Stock (258,685 underlying) - Exercise/Conversion
Class B Common Stock
[F1]2023-04-05+258,685→ 258,685 total→ Class A Common Stock (258,685 underlying) - Conversion
Class B Common Stock
[F1]2023-04-05−258,685→ 0 total→ Class A Common Stock (258,685 underlying)
Footnotes (3)
- [F1]Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
- [F2]Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F3]All of the shares subject to the option are fully vested and exercisable as of the date hereof.
Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez|2023-04-06