4//SEC Filing
Kwan Rudolf 4
Accession 0001209191-23-024010
CIK 0001300699other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 4:33 PM ET
Size
20.2 KB
Accession
0001209191-23-024010
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Kwan Rudolf
EVP, Chief Medical Officer
Transactions
- Award
Common Stock
2023-04-07$1.22/sh+4,017$4,901→ 42,458 total
Holdings
- 7,000
Stock Option (Right to Buy)
Exercise: $220.00From: 2020-06-13Exp: 2027-06-13→ Common Stock (7,000 underlying) - 7,000
Stock Option (Right to Buy)
Exercise: $249.00Exp: 2030-06-05→ Common Stock (7,000 underlying) - 3,750
Stock Option (Right to Buy)
Exercise: $13.31Exp: 2032-07-20→ Common Stock (3,750 underlying) - 2,400
Stock Option (Right to Buy)
Exercise: $91.00From: 2017-06-12Exp: 2024-06-12→ Common Stock (2,400 underlying) - 6,000
Stock Option (Right to Buy)
Exercise: $150.00From: 2019-05-22Exp: 2025-05-22→ Common Stock (6,000 underlying) - 6,000
Stock Option (Right to Buy)
Exercise: $263.40From: 2023-02-28Exp: 2029-02-28→ Common Stock (6,000 underlying) - 3,500
Stock Option (Right to Buy)
Exercise: $76.00Exp: 2031-08-03→ Common Stock (3,500 underlying) - 2,625
Restricted Stock Units
→ Common Stock (2,625 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $110.00From: 2018-12-16Exp: 2024-12-16→ Common Stock (10,000 underlying) - 2,400
Stock Option (Right to Buy)
Exercise: $91.00From: 2018-05-13Exp: 2023-05-13→ Common Stock (2,400 underlying) - 6,000
Stock Option (Right to Buy)
Exercise: $91.00From: 2018-02-12Exp: 2024-02-12→ Common Stock (6,000 underlying) - 6,000
Stock Option (Right to Buy)
Exercise: $346.00From: 2022-03-27Exp: 2028-03-27→ Common Stock (6,000 underlying)
Footnotes (6)
- [F1]Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
- [F2]This option vests in four equal annual installments beginning on June 5, 2021.
- [F3]The option vests in four equal annual installments beginning on August 3, 2022.
- [F4]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F5]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
- [F6]This option vests in four equal annual installments beginning on July 20, 2023.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001708965
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 4:33 PM ET
- Size
- 20.2 KB