4//SEC Filing
ROCKLAGE SCOTT M 4
Accession 0001209191-23-024105
CIK 0001835567other
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 4:51 PM ET
Size
21.4 KB
Accession
0001209191-23-024105
Insider Transaction Report
Form 4
5AM Co-Investors IV, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.)
5AM Opportunities I, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.)
DIEKMAN JOHN D
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.)
5AM Ventures IV, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.)
ROCKLAGE SCOTT M
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.)
5AM Partners IV, LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.)
5AM Opportunities I (GP), LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.)
Schwab Andrew J.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2023-04-10$0.12/sh−534,855$64,183→ 0 total(indirect: By 5AM Co-Investors IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−12,836,489$1,540,379→ 0 total(indirect: By 5AM Ventures IV, L.P.) - Sale
Class A Common Stock
2023-04-10$0.12/sh−3,172,769$380,732→ 200,000 total(indirect: By 5AM Opportunities I, L.P.)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.11 to $0.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]The shares are directly held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Dr. Rocklage and Mr. Schwab disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein.
- [F3]The shares are directly held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Dr. Rocklage and Mr. Schwab disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein.
- [F4]Shares are held by 5AM Opportunities I, L.P. ("Opportunities"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Andrew J. Schwab is a managing member of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held by Opportunities, except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Pear Therapeutics, Inc.
CIK 0001835567
Entity typeother
Related Parties
1- filerCIK 0001219014
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 4:51 PM ET
- Size
- 21.4 KB