4//SEC Filing
SATTERFIELD THOMAS A JR 4
Accession 0001209191-23-024225
CIK 0000086115other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 4:56 PM ET
Size
14.6 KB
Accession
0001209191-23-024225
Insider Transaction Report
Form 4
SATTERFIELD THOMAS A JR
10% Owner
Transactions
- Purchase
Common Stock
2023-04-11$1.53/sh+48,032$73,489→ 356,700 total(indirect: By family members and related entities) - Purchase
Common Stock
2023-04-12$1.66/sh+49,890$82,817→ 406,590 total(indirect: By family members and related entities) - Purchase
Common Stock
2023-04-12$1.71/sh+7,095$12,132→ 507,095 total(indirect: By A.G. Family L.P.)
Holdings
- 250,000(indirect: By Tomsat Investment & Trading Co., Inc.)
Common Stock
- 246,000
Common Stock
- 10,000(indirect: By Spouse)
Common Stock
- 671,671(indirect: By Caldwell Mill Opportunity Fund)
Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (150,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);
- [F3](Continued from footnote 2), the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).
- [F4]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.57 to $1.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F6]The reporting person controls the general partner of the partnership that owns the reported securities.
- [F7]Includes 20,000 shares held jointly with the reporting person's spouse.
Documents
Issuer
SAFEGUARD SCIENTIFICS INC
CIK 0000086115
Entity typeother
Related Parties
1- filerCIK 0001132317
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 4:56 PM ET
- Size
- 14.6 KB