Steelberg Chad 4

4 · Veritone, Inc. · Filed Apr 25, 2023

Insider Transaction Report

Form 4

Period: 2022-04-22

Veritone, Inc.VERI

Steelberg Chad

DirectorCEO and Chairman10% Owner

Transactions

Tax Payment
Common Stock
2023-04-22$5.06/sh−1,831$9,265→ 506,518 total
Award
Common Stock
2023-04-22+19,743→ 19,743 total(indirect: By LLC)
Award
Common Stock
2022-04-22+3,692→ 508,349 total

Holdings

Common Stock
(indirect: By Spouse)
425,603
Common Stock
(indirect: Held by Daughter)
425,603
Common Stock
(indirect: By LLC)
160,426
Common Stock
(indirect: Held by Son)
425,603
Common Stock
(indirect: By Trust)
59,629

Footnotes (10)

[F1]Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vested in full on April 22, 2023.
[F10]Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.
[F2]Represents the number of shares held as of April 22, 2023.
[F3]Represents shares that were withheld for payment of taxes upon vesting of restricted stock units.
[F4]Pursuant to the Independent Contractor Services Agreement, dated as of January 4, 2023, by and between the issuer and Steel Holdings, LLC, an entity affiliated with the reporting person ("Consultant"), on January 31, 2023, the Consultant was granted restricted stock units, the vesting of which was subject to both performance-based and service-based conditions ("PSUs"). The number of shares reported represents the number of PSUs that were earned as a result of the achievement of certain of the performance conditions.
[F5]Reporting person is the sole manager and member of Steel Holdings, LLC.
[F6]Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
[F7]Reporting person is the sole manager and member of CSVH, LLC.
[F8]Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
[F9]Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION